Q: Which entity is subjected to enforcement action if a certified firm violates the RRP rule?
It is the certified firm’s responsibility to comply with the requirements of the RRP Rule, and any enforcement action taken would be against the firm.

It is the certified firm’s responsibility to comply with the requirements of the RRP Rule, and any enforcement action taken would be against the firm.

Q: Which entity is subjected to enforcement action if a certified firm violates the RRP rule? It is the certified firm’s responsibility to comply with the requirements of the RRP Rule, and any enforcement action taken would be against the firm.

Q: Which entity is subjected to enforcement action if a certified firm violates the RRP rule?
It is the certified firm’s responsibility to comply with the requirements of the RRP Rule, and any enforcement action taken would be against the firm.